Pre-Award: everything that happens before a funding decision is made

Definition

Pre-award is the first phase of the grant lifecycle: publishing the call, receiving applications, checking eligibility, scoring and shortlisting — everything that happens before funds are committed.

Pre-award decides a funder's selectivity. How many ineligible applications reach human reviewers, and how consistently the eligible ones are scored, is settled in this phase and cannot be repaired in the next one.

Grant Management
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What is the pre-award phase?

Pre-award covers the period from the moment a funding opportunity is announced to the moment a decision is taken. It ends at the award decision, not at the payment.

The phase exists as a distinct concept because its work is different in kind. Pre-award is selection under competition and time pressure; what follows is administration of a commitment already made.

What happens in pre-award

The call is defined and published: what the funder will support, who can apply, on what criteria, and by when. A call that leaves any of those implicit generates applications the programme was never going to fund.

Applications arrive and are filtered against eligibility criteria — a binary check, not a judgement of quality. The eligible ones then go through application scoring against a published rubric, usually by more than one reviewer.

A shortlist is assembled and put to whoever holds the decision: a committee, a board, or a delegated approver. Declining the rest is part of the phase, and doing it promptly and clearly is part of a funder's reputation.

Where pre-award goes wrong

The most expensive failure is volume reaching the wrong place. When ineligible applications are filtered by a person rather than by a rule, reviewer time is spent on requests that were never fundable, and the eligible applications get read by tired people.

The second is inconsistency between reviewers. Without a shared rubric, scores are not comparable, so a shortlist reflects who reviewed an application as much as what it proposed.

The third is silence. Applicants left without an answer for months are the single most reliable source of reputational damage in grantmaking, and it is entirely a process problem.

Pre-award in a grant platform

A grant management software platform runs the eligibility rules automatically as applications arrive, so reviewers only ever see requests that qualify, and routes the remainder to a branded decline.

It then holds the scoring rubric, distributes applications to reviewers with conflicts of interest excluded, and assembles the shortlist from the scores rather than from a spreadsheet — handing a documented recommendation to the grant lifecycle's award phase.

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FAQ

Frequently Asked Questions

What is the pre-award phase of a grant?
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Related terms

The newest terms we've added, the words teams managing grants, sponsorship, and CSR come across most often.

Grant Management

Post-Award

Post-award is the phase of the grant lifecycle that follows the funding decision: disbursing funds, tracking how they are spent, collecting grantee reports, measuring outcomes against the objectives set at the start, and closing the grant.

Post-award is where impact is either evidenced or lost. A funder whose attention stops at the payment has spent the money without being able to say what it produced.

Grant Management

Expenditure Responsibility

Expenditure responsibility is the set of steps a US private foundation must take when it grants to an organisation that is not a public charity: a pre-grant inquiry, a written agreement restricting the use of funds, separate accounting by the grantee, reports on how the money was spent, and disclosure on the foundation's own return.

The obligation follows the money, not the recipient's good faith. Omitting a step is a compliance failure even where the funds achieved exactly what both parties intended.

Grant Management

Equivalency Determination

Equivalency determination is the process by which a US private foundation makes a good-faith determination that a foreign grantee is the equivalent of a US public charity, allowing the grant to be treated like a domestic one.

It is a documentation exercise, not a judgement call. The foundation assembles the grantee's governing documents, financial history and description of activities, and written advice from a qualified tax practitioner supports the conclusion.

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